TY - JOUR
T1 - Microearthquakes identification based on convolutional neural networks and clustering techniques
AU - Lara, Fernando
AU - Lara-Cueva, Román
AU - Grijalva, Felipe
AU - Zambrano, Ana
N1 - Publisher Copyright:
© 2024
PY - 2025/4
Y1 - 2025/4
N2 - Microearthquakes are critical for understanding volcanic activity, leading to monitoring many volcanoes worldwide with seismic sensor networks. These networks generate a substantial amount of data, making visual analysis challenging. Consequently, researchers have focused on developing automatic microearthquake recognition systems over the past decades. A primary challenge with these systems is their reliance on labeled databases for training supervised learning models, where the output labels depend on the database labels. We propose using clustering algorithms in conjunction with a Fine-tuned Convolutional Neural Network (CNN) as a feature extractor to identify overlapping microearthquakes, and other types of microearthquakes withoutneeding labeled datasets. This methodology has two stages: The First stage relies on Transfer Learning, to specialize the CNN in microearthquake recognition. The Second stage uses the Fine-tuned CNN as a feature extractor. This methodology is applied to the Cotopaxi Volcano and validated in the Llaima Volcano. It uses unsupervised databases to find clusters of isolated events with similar characteristics to Long Period (LP), Volcano Tectonic (VT), Tremor (TRE), among others. Additionally, it identifies a cluster with overlapping microearthquakes. In the validation stage, 79 % of the VT events are associated to the same cluster without the need to adjust the Fine-tuned CNN. This test is performed on a dataset of a volcano never seen by CNN or Clustering algorithms. Normalized Entropy is used as a metric to verify the generalization of knowledge, the proposed work is compared with Uniform Manifold Approximation and Projection for Dimension Reduction (UMAP). The proposed work obtains 0.04 lower uncertainty with respect to UMAP.
AB - Microearthquakes are critical for understanding volcanic activity, leading to monitoring many volcanoes worldwide with seismic sensor networks. These networks generate a substantial amount of data, making visual analysis challenging. Consequently, researchers have focused on developing automatic microearthquake recognition systems over the past decades. A primary challenge with these systems is their reliance on labeled databases for training supervised learning models, where the output labels depend on the database labels. We propose using clustering algorithms in conjunction with a Fine-tuned Convolutional Neural Network (CNN) as a feature extractor to identify overlapping microearthquakes, and other types of microearthquakes withoutneeding labeled datasets. This methodology has two stages: The First stage relies on Transfer Learning, to specialize the CNN in microearthquake recognition. The Second stage uses the Fine-tuned CNN as a feature extractor. This methodology is applied to the Cotopaxi Volcano and validated in the Llaima Volcano. It uses unsupervised databases to find clusters of isolated events with similar characteristics to Long Period (LP), Volcano Tectonic (VT), Tremor (TRE), among others. Additionally, it identifies a cluster with overlapping microearthquakes. In the validation stage, 79 % of the VT events are associated to the same cluster without the need to adjust the Fine-tuned CNN. This test is performed on a dataset of a volcano never seen by CNN or Clustering algorithms. Normalized Entropy is used as a metric to verify the generalization of knowledge, the proposed work is compared with Uniform Manifold Approximation and Projection for Dimension Reduction (UMAP). The proposed work obtains 0.04 lower uncertainty with respect to UMAP.
KW - CNN
KW - Cluster
KW - K-Means
KW - Microearthquakes
KW - SqueezeNet
UR - http://www.scopus.com/inward/record.url?scp=85217382887&partnerID=8YFLogxK
U2 - 10.1016/j.jvolgeores.2025.108282
DO - 10.1016/j.jvolgeores.2025.108282
M3 - Artículo
AN - SCOPUS:85217382887
SN - 0377-0273
VL - 460
JO - Journal of Volcanology and Geothermal Research
JF - Journal of Volcanology and Geothermal Research
M1 - 108282
ER -